UPFX

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    44.20.3519 1829 London

    64.9973.5686 Auckland

    507.832.7897 Panama City

    45.7877.2128 Copenhagen

Regulation

We take compliance and regulatory overview seriously. As such, we subject ourselves to oversight of various public and private organizations to ensure strict adherence to all applicable rules and regulations.

Regulation and Auditors:

Integrity and transparency are fundamentals at UpFX™, and we don't compromise when it comes to our day to day business operations, our customers and finances. We are are authorized and regulated by New Zealand Companies Office, and we are registered Financial Services Provider. Our operations are audited by professionals in the legal and accounting industries.

Regulation and Auditors: Financial Services Provider, Gibson & Associates

Regulation

UpFX.com, Ltd., is a licensed and regulated Financial Services Provider;

Financial Services Provider FSP218685

 

Auditing

Our finances are professionally managed.

Gibson & Associates, a licensed CPA and financial auditor, maintains our books and records.

Our corporate matters are professionally managed.

KensingtonSwan, a leading New Zealand law firm, handles all of our corporate and legal matters in regards to compliance and structure.

Affiliations

Industry Associations and Affiliations

As part of our ongoing accountability and education we participate with the following affiliations.

  • The Financial Markets Association (ACI)
  • Forex Investment Association (FIA)
  • International Compliance Association
  • National Introducing Brokers Association
  • Financial Management Association International (FMA)

Affiliations are subject to change.

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